About us

GENO CompliancePartner (geno-cp.com) is a compliance advisory and services firm operating in highly regulated environments. The company is a subsidiary of Finance Compliance & Risk Technology Corp., headquartered in Dover, Delaware (USA).

GENO CompliancePartner supports organisations in identifying regulatory requirements, assessing existing processes and controls, and closing compliance gaps. The objective is a robust and auditable compliance setup. This includes regulatory documentation, audit preparation, and targeted training for staff and management. Engagements are designed to integrate into the client’s organisation with clearly defined responsibilities.

Regulatory Requirements

GENO CompliancePartner addresses regulatory obligations in a structured and traceable manner. Services include:

• Identification of applicable regulatory and supervisory requirements.
• Assessment of processes, controls, and documentation.
• Analysis of compliance risks and deviations.
• Design and implementation of governance, policy, and control frameworks.
• Support during audits and regulatory reviews.
• Training for operational and management functions.

The approach follows a clear sequence: requirement analysis, impact assessment, gap analysis, remediation, and continuous review. Regulatory compliance is treated as an ongoing management responsibility, not a one-time exercise.

Software Development with AI Support – Regulatory Context

Software development in regulated environments is subject to strict requirements. These include data protection, information security, change traceability, testing and release controls, and audit-ready documentation. These requirements apply equally to AI-supported development.

The use of AI in software development introduces additional regulatory risks:

• Verifiability and traceability of AI-generated artefacts.
• Transparency of training data and model sources.
• Licensing, intellectual property, and liability considerations.
• Documentation of decisions and changes.

AI must not bypass regulatory controls. AI-generated output requires formal validation, testing, and approval. Defined governance and control mechanisms are mandatory.

Structure for Regulatory-Compliant AI Software Development

1. Identification of all applicable regulatory requirements before development starts.
2. Integration of compliance controls into the software development lifecycle.
3. Complete documentation of AI usage, outputs, and decision paths.
4. Risk assessment of models, data sources, and use cases.
5. Continuous audit readiness supported by traceable artefacts.

Positioning

GENO CompliancePartner combines regulatory expertise with a technology-driven perspective. As part of Finance Compliance & Risk Technology Corp., the company operates within an international structure and applies a consistent compliance approach to modern software development. Regulatory requirements and technology are managed as a single, integrated discipline.